15-12-2011
Market abuse rules extended to the wholesale gas and electricity sector
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30-08-2011
European Short Selling Bans Extended
On the 11/12 August 2011, France, Spain, Italy and Belgium all e...
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08-04-2011
Corporate Governance: a further challenge to asset managers and listed companies
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13-12-2011
The MiFID Review: Extended powers to intervene or just interfere?
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25-08-2011
It's a small world - why anti-money laundering rules mean foreign crimes can end up as UK penalties
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31-03-2011
MoJ and SFO each issue long awaited Guidance to Bribery Act
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02-12-2011
Fortress Europe and the end of the UK’s overseas persons exemption?
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08-08-2011
The Supreme Court Upholds the 'Flip' Clause in Belmont Park Investments PTY Limited v BNY Corporate Trust...
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29-03-2011
FSA defers the implementation of the new SIF Regime.
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31-10-2011
Revisions to Transparency Directive – Impact on Major Shareholding Notifications – Short selling regulati...
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02-08-2011
FX non-segregation for retail clients: the end is nigh
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21-10-2011
The MAD Review – Extension of scope and more criminal sanctions
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28-07-2011
ESMA consults on its advice to the Commission on AIFMD Level 2 measures - yet uncertainty remains.
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23-02-2011
Proposed changes to the UK financial services framework: what it means for asset managers and brokers.
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20-10-2011
Markets in Financial Instruments Directive - Amendments to MiFID – significant extension of scope
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04-07-2011
The Financial Conduct Authority’s Approach: Wiping the slate clean?
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18-02-2011
The FSA’s Retail Distribution Review: good news for investment trusts?
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18-10-2011
FSA Guidance Consultation on “Payment for Order Flow”
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23-06-2011
A blueprint for regulatory reform – not quite!
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16-02-2011
Who is a partner? The FSA Hassell/Vantage Decision
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14-09-2011
Vickers Final Report – the ring-fence model to be implemented by 2019.
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07-06-2011
Mis-selling claims compared: England and Germany take different approaches
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11-02-2011
The UK's Financial Services Compensation Scheme Levy
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13-09-2011
AIFM Directive Update: ESMA consults on third country issues
On 23 August 2011 the European Securit...
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26-05-2011
The FSA applies the new financial penalty regime for the very first time and shows it will do so with vig...
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14-01-2011
The missing link - AIFMD and third countries
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07-09-2011
The German Constitutional Court decides on the Greek bail out and Euro rescue package.
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13-04-2011
The Vickers Interim Report - the universal banking model survives
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